Tag

#Audit & Monitoring

2articles

ISO 9001, Explained for Brokers: What Brokeret’s Certification Means for Your Ops

Brokeret has received ISO 9001 certification. Here’s what that signals for forex brokers and prop firms evaluating vendors—especially around delivery, change control, and support consistency.

May 22, 20264 min619

Hana Takahashi

Maker-Checker Without the Chaos: A Practical Segregation of Duties Playbook for Brokers

Segregation of duties reduces fraud, errors, and audit findings—if it’s implemented with clear RBAC, approvals, and maker-checker workflows across CRM, payments, and trading ops.

April 19, 20267 min1,303

Rajiv Patel