Understanding the requirements for obtaining a Mauritius Investment Dealer License under the Financial Services Commission (FSC) regulatory framework.
Understanding all requirements for obtaining a Mauritius Investment Dealer License under FSC regulation, including capital, documentation, and compliance standards.
Minimum regulatory capital varying from MUR 500,000 to MUR 10 million based on license category.
Comprehensive documentation including business plans, compliance manuals, and financial statements.
Qualified directors and key personnel with relevant experience and regulatory fitness.
Minimum regulatory capital requirements vary between different license categories and subcategories. Capital must be maintained throughout the license period.
Trading and intermediary services with varying capital requirements
Complete trading services with underwriting capabilities
Full trading services without underwriting
Order execution, portfolio management, and advisory services
Execution-only services without advisory functions
Advisory and portfolio management with lower capital requirements
Corporate finance advisory for securities transactions
Full advisory and portfolio management services
Advisory services through printed materials only
Must be maintained at all times during the license period and cannot fall below the minimum requirement.
Capital can be held in MUR or foreign currency equivalent, subject to FSC approval and exchange rate provisions.
FSC may require additional capital based on business model, risk profile, and planned activities.
Audited financial statements and bank confirmations required to verify capital adequacy.
Our Mauritius licensing experts will guide you through every requirement to ensure your FSC application meets all regulatory standards. Get comprehensive support for your Investment Dealer License.
Right-sized capital for your license
Complete requirements assistance
Full regulatory compliance