Tag

#Audit Trail

3articles

Your FIX Logs Are Your Alibi: Building Best‑Execution Proof Regulators Can Audit

Best execution isn’t a slogan—it’s evidence. Learn what regulators expect you to prove using FIX timestamps, quotes, requotes, rejects, and written policies.

April 19, 20267 min1,254

Aisha Rahman

Move Fast Without Breaking Compliance: A Change-Control Playbook for Broker CRM Automations

CRM automations can silently break onboarding, payments, or IB payouts. Here’s a practical governance model for approvals, versioning, and rollbacks brokers can run without slowing teams down.

April 19, 20266 min1,271

Noman Chaudhary

Stop Mixing Buckets: A Day‑1 Money Flow Blueprint for New Forex Brokers

A practical Day‑1 blueprint for designing client money flows—wallets, trading balances, and reconciliation—so deposits, withdrawals, and ledgers stay audit-ready as you scale.

April 18, 20266 min1,299

Rajiv Patel