Tag

#AML

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Brokeret Receives ISO/IEC 27001:2022 Certification for ISMS Covering Data Centers and Trading Infrastructure

Brokeret has obtained ISO/IEC 27001:2022 certification, expanding its security assurance for brokers and prop firms.

May 22, 20264 min628

Elena Petrov

From First Deposit to First SMR: An AUSTRAC AML/CTF Checklist for New Forex Brokers

A startup-ready AUSTRAC AML/CTF implementation checklist for forex brokers: KYC/CDD, ongoing due diligence, SMRs, and recordkeeping—plus practical controls and system setup tips.

May 6, 20266 min969

Maria Karimi

KYB for Pakistan Brokers: A Practical Playbook for UBOs, Signatories & Corporate Approvals

A practical KYB implementation guide for Pakistan brokers onboarding SMEs and corporates—covering UBO capture, signatories, and approval workflows.

May 5, 202613 min950

Aisha Rahman

Day‑0 Compliance: The 12 Documents That Stop “We’ll Fix It Later” From Killing Your Brokerage Launch

Before your first client deposit, you need a tight “Day‑0” policy pack: onboarding, AML, client money, complaints, and data rules your team can actually follow.

April 19, 20266 min1,302

Aisha Rahman

Saint Lucia KYB, Without the Back-and-Forth: A Broker-Ready Entity Checklist

A practical KYB checklist for Saint Lucia broker entities: UBOs, directors, proof-of-address, and board resolutions—plus how to package files to reduce onboarding delays.

April 19, 20266 min1,357

Aisha Rahman

Why Your Saint Lucia IBC Gets Rejected: 9 Incorporation Mistakes Banks & PSPs Flag

Saint Lucia incorporation can be fast—but small setup mistakes often trigger bank/PSP rejections for brokers. Here are the most common pitfalls and how to avoid them.

April 19, 20267 min1,252

Amira Khalid

The Saint Lucia Broker Banking Playbook: Build a File Banks Actually Approve

Opening banking for a Saint Lucia forex brokerage is a documentation game. Here’s what banks/EMIs typically ask for—and a checklist to package an approval-ready onboarding file.

April 19, 20267 min1,269

Noman Chaudhary

Your Exchange Balance Doesn’t Match? A Practical Reconciliation Playbook for Wallets, Deposits, and Fees

A practical back-office checklist for crypto exchanges: reconcile on-chain deposits, hot/cold wallet movements, and fee accounting with audit-ready controls.

April 19, 20267 min1,289

David Kovač

Stop Losing Traders at KYC: A Step‑Up Verification Playbook for Faster Forex & Prop Onboarding

Reduce onboarding drop-off without weakening AML controls. Learn how risk-based step-up verification keeps low-risk users moving while escalating checks only when needed.

April 19, 20266 min1,259

Aisha Rahman