Author

Maria Karimi

Maria is our compliance specialist, helping brokers navigate the complex world of financial regulations and licensing requirements.

11articles

Published

Articles by Maria Karimi

From First Deposit to First SMR: An AUSTRAC AML/CTF Checklist for New Forex Brokers

A startup-ready AUSTRAC AML/CTF implementation checklist for forex brokers: KYC/CDD, ongoing due diligence, SMRs, and recordkeeping—plus practical controls and system setup tips.

May 6, 20266 min546

Pakistan Derivatives & PMEX: The Broker’s Documentation Playbook (Disclosures, Suitability, Records)

A practical documentation framework for brokers offering Pakistan-linked derivatives and PMEX access—covering disclosures, suitability, and audit-ready records.

May 3, 202615 min607

From Prospect to Active IB in 24 Hours: Automating Partner KYC, Contracts, and Commission Setup

A practical blueprint for onboarding IB partners with automated KYC, e-sign contracts, and instant commission activation—without endless email back-and-forth.

April 18, 202613 min892

From Inbox Chaos to Audit-Ready: Designing a Broker Complaint Workflow That Scales

Design a complaint management workflow for brokers with SLA timers, evidence capture, and root-cause reporting—built for audits, scale, and fewer repeat issues.

April 2, 20261 min1,172

“SCA Regulated” in UAE Broker Marketing: What Category 5 Really Means

SCA Category 5 is often misunderstood in broker marketing. Learn what it permits, what it doesn’t, and how to communicate it transparently to clients.

February 9, 202616 min6,389

Understanding Saint Lucia's Slowdown in Forex Broker Registrations

Saint Lucia has slowed down approvals for forex brokers, marking the lowest approval ratio in a decade. Explore the reasons and implications for the industry.

February 3, 20265 min2,382

Why Offshore Brokers Must Rethink UAE-Based Physical Addresses in 2025

MetaQuotes no longer accepts UAE physical addresses for offshore brokers in 2025. Learn why representative office licenses or proper UAE licenses are now essential for compliance.

August 23, 20256 min6,830

MT5 White Label Solutions: Complete Setup Guide for 2025

A comprehensive guide to launching your MT5 white label brokerage with step-by-step instructions and best practices.

August 12, 20258,120